Financial Planning Administrator / Client Services – Chelmsford

Financial Services Administrator – Chelmsford

£20-£30,000 Benefits

Seeking an experienced financial services administrator in the Chelmsford area for a highly service oriented wealth management and discretionary management business covering all aspects of holistic financial planning for an expanding HNW client bank.

Working closely in a team the role involves preparation of pre and post review meeting, managing all documents sent to clients, manage all scheduled client reporting as well as submitting all client business including platform trading, following compliance procedures and file checks.

To apply for this role you will need to demonstrate recent and relevant financial services experience, some progress with professional exams would be preferred.

The company is committed to personal development through study, coaching and mentoring and there is opportunity to progress as they grow.

Apply to mail@jamesassociates.co.uk

By sending us your information, you acknowledge that it will be held and processed by James Associates Recruitment Ltd, and you consent to our using your contact information (including your phone number and email address) to process your application and contact you to discuss recruitment opportunities.

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Paraplanner – Chelmsford

Paraplanner – Chelmsford

£40-£50,000 + Benefits

Seeking a paraplanner in the Chelmsford area for a highly service oriented wealth management and discretionary management business covering all aspects of holistic financial planning for an expanding HNW client bank.

Working closely in a team with the wealth managers the paraplanner role will involve preparing advice and reports for clients including cash flow, IHT, investments and pensions to deliver the clients lifestyle objectives. The role involves attending client meetings with the wealth managers.

To apply for this role you will need to be at least Diploma level 4 and keen to progress to Chartered status. This is a technical role preparing complex financial planning advice.

The company is committed to personal development through study, coaching and mentoring and there is opportunity to progress as they grow.

Apply to mail@jamesassociates.co.uk

By sending us your information, you acknowledge that it will be held and processed by James Associates Recruitment Ltd, and you consent to our using your contact information (including your phone number and email address) to process your application and contact you to discuss recruitment opportunities.

James Associates Recruitment Ltd Privacy Policy can be found here.

Business Standards / Quality Assurance – City

Business Standards Analysts
City
To c. £60,000 + Bens + Bonus
This successful financial planning and discretionary wealth management company is seeking a number of business standards analysts.

The Business Standards team focuses on delivering high quality advisory standards and practices as well as delivering positive client solutions by liaising with both investment manager and financial planner stakeholders within the business.

The roles involves undertaking risk analysis and other desk based monitoring methods across investment management and financial planning.

Additionally, the roles will also support the adoption of new policy, process and controls using MI to identify risk and recommend appropriate remediation, training and improvements.

To apply for this role you will need:

Experience gained in a compliance  or risk background

Previous experience of working within wealth management and / or financial planning environment

Demonstrable experience of compliance monitoring, compliance policy or operational risk.

A good working knowledge of conduct risk matters, investment governance arrangements and relevant regulations, particularly COBS, CASS and SYSC.

In addition, a relevant professional compliance, financial planning or investment qualification, and proficiency with Excel.

These are permanent, employed positions and not suitable for contractors.

By sending us your information, you acknowledge that it will be held and processed by James Associates Recruitment Ltd, and you consent to our using your contact information (including your phone number and email address) to process your application and contact you to discuss recruitment opportunities.

James Associates Recruitment Ltd Privacy Policy can be found here.

 

 

Support / Junior Paraplanner – Essex

Support / Trainee Paraplanner
Basildon, Essex
£Neg + benefits and bonus
This successful and busy Essex based financial planning practice is seeking an IFA administrator to train into a paraplanner role as a result of continued expansion.

The firm offers high quality financial planning advice to business owners, directors and senior executives; pre and post retirement.

This role will involve providing technical support the financial advisers whilst undergoing both on the job and structured training, including assisting with research and report writing, towards becoming a paraplanner. Exam support will be provided to attain Diploma in Regulated Financial Planning. The role requires someone with solid organisational and administrative skills, IT skills inc. Excel, attention to detail and the ability to liaise and communicate with clients.

To apply for this role you will need to demonstrate recent relevant experience of financial planning or financial advisory environment, understand the terminology and processes involved and demonstrate a commitment and motivation to a career in financial services.

Any professional exam progress would be advantageous.

Salary is competitive and negotiable dependent on experience and qualifications.

Apply to mail@jamesassociates.co.uk

By sending us your information, you acknowledge that it will be held and processed by James Associates Recruitment Ltd, and you consent to our using your contact information (including your phone number and email address) to process your application and contact you to discuss recruitment opportunities.

James Associates Recruitment Ltd Privacy Policy can be found here.

Technical Support / Paraplanner – Part Time (2/3 days per week) – City

Technical Support / Paraplanner – Part Time (2/3 days per week)

City area

To £30-£35K FTE + benefits and bonus

Seeking a PART TIME paraplanner to work closely, one on one, with a generalist IFA in a medium sized financial planning practice. This is an excellent opportunity to work part time / flexibly in a permanent, office based role.

Responsibilities will include:

Assisting with production of client reports Obtaining accurate product and portfolio valuations

Monitoring the progress of the advice cycle

Researching products and plans covering protection, investment and pensions

Monitor internal processes and compliance

To apply for this role you will need to demonstrate recent experience within an IFA in a technical support / paraplanning role and be able to work on your own volition

Have a broad knowledge of pensions investments and protection business.

Part Diploma qualified

Able to work to a consistently high standard on your own initiative

Have excellent organisational skills and be able to work within defined processes efficiently.

Expereince of Intelligent Office is a distinct advantage

Financial support and training is given for professional exams.

Salary is competitive and negotiable dependent on experience and qualifications.

Apply to mail@jamesassociates.co.uk

By sending us your information, you acknowledge that it will be held and processed by James Associates Recruitment Ltd, and you consent to our using your contact information (including your phone number and email address) to process your application and contact you to discuss recruitment opportunities.

James Associates Recruitment Ltd Privacy Policy can be found here.

 

Paraplanner – City – £50,000 excellent benefits and bonus

Paraplanner
City of London
To £50,000 Bonus Bens & Support
This leading provider of financial planning and investment services is seeking an experienced paraplanner to join their team in London.
The role involves close liaison with the financial planners and other internal stakeholders to understand client needs, research and devise solutions and draft effective reports and conclusions to ensure positive outcomes.
Specifically this includes:
Responsibility for creating and delivering high quality compliant advice
Highlighting and improving processes, managing workflow, ensuring best practice
Attending client meetings and interacting with clients
Delivering reports and advice to agreed deadlines
The role requires the ability to maintain working relationships, written and verbal communication, compliance understanding and analytical thinking.
To apply for this role you will need:
Recent paraplanning experience
Minimum level 4 Diploma or equivalent
Broad technical knowledge with an understanding of UK tax, pensions and estate planning
Comfortable working with HNW and UHNW clients.

Working in a dynamic financial planning environment the role offers a competitive salary bonus and benefits package coupled with support and training for personal development.

Apply to mail@jamesassociates.co.uk

By sending us your information, you acknowledge that it will be held and processed by James Associates Recruitment Ltd, and you consent to our using your contact information (including your phone number and email address) to process your application and contact you to discuss recruitment opportunities.

James Associates Recruitment Ltd Privacy Policy can be found here.

Senior Paraplanner / Junior Adviser – Alton Hampshire

Senior Paraplanner / Junior Adviser – Alton Hampshire
Competitive, bonus benefits
DipPFS working towards APFS
A well respected and expanding Chartered financial planning practice, working with pre and post retirement clients with large investment and pension portfolios is seeking a senior paraplanner to strengthen their team. New clients are referred by existing clients or professional connections.
The role will involve providing paraplanner support and working closely with advisers:
Researching and writing reports for financial planning strategies for new clients.
Writing reports for complex changes post annual review work for existing clients.
Acting as a point of contact with clients and dealing with non-advice related matters that may arise. Meeting clients where needed.
Provide technical support and training to administrative and junior staff.
Complete research tasks as assigned, acting as a supporting member of Investment Committee.
Develop and manage workflows and processes.

The role requires recent paraplanning experience, Diploma level 4 qualifications as a minimum and a genuine commitment to a career in financial planning. This role would suit a paraplanner who wants to take on some clients so it’s a great opportunity.

Apply to mail@jamesassociates.co.uk

By sending us your information, you acknowledge that it will be held and processed by James Associates Recruitment Ltd, and you consent to our using your contact information (including your phone number and email address) to process your application and contact you to discuss recruitment opportunities.

James Associates Recruitment Ltd Privacy Policy can be found here.

Financial Planner / Financial Adviser – Kent – to £70,000 basic

Financial Planner / Financial Adviser – Kent – to £70,000 basic + bonus pension, benefits and study support

Seeking an experienced financial planner for an established and successful financial planning business who have built a portfolio of professional connections, have a fantastic client bank and robust systems and processes in place.

Working from their Maidstone office they are seeking someone with 5 years current industry experience as an IFA, comfortable providing holistic advice to clients with a high level of personal service.
Responsible will include:
Maintaining existing client relationships and building new ones through ongoing referrals
Maintaining solid relationships with professional connections
Full support will be provided from a very technical and experienced paraplanning and administration team
The role would suit an established adviser with a sound technical knowledge across all areas of financial planning, looking for fresh challenges and keen to be a part of and help build a growing business.
Progress towards or attainment of Chartered Financial Planner status would be preferred

Competitive and flexible remuneration package with rewards for achievement is on offer depending on ability, experience and skillset.

Apply to mail@jamesassociates.co.uk

By sending us your information, you acknowledge that it will be held and processed by James Associates Recruitment Ltd, and you consent to our using your contact information (including your phone number and email address) to process your application and contact you to discuss recruitment opportunities.

James Associates Recruitment Ltd Privacy Policy can be found here.

Sales Support Administrator / Junior Paraplanner – Worthing

Sales Support Administrator / Junior Paraplanner – Worthing – £Negotiable salary,  benefits, bonus
Seeking an experienced sales support administrator to join a chartered financial planning firm in the Worthing area.
The role has come about as a result of expansion and is to strengthen the support team.
This position would suit an experienced IFA administrator, seeking the opportunity to help out with paraplanning part of the time. Training and support for passing exams will be provided.
Responsibilities will include liaising with companies, updating client fact finds, sending off letters of authority, processing new business.
To apply for this role you must have recent experience working within the IFA environment and demonstrate a broad technical understanding. Experience of Intelligent Office would be an advantage.

Apply to mail@jamesassociates.co.uk

By sending us your information, you acknowledge that it will be held and processed by James Associates Recruitment Ltd, and you consent to our using your contact information (including your phone number and email address) to process your application and contact you to discuss recruitment opportunities.

James Associates Recruitment Ltd Privacy Policy can be found here.

Compliance Manager – to £70,000 – City of London based

Compliance Manager – to £70,000 – City of London based
We are very pleased to be working with this very well established and growing IFA practice who wish to appoint a key role within the firm.
The key requirement for this role is that the person must have worked within an IFA practice either currently or in a previous role for at least three years and ideally have at least five years compliance experience. The are also seeking a candidate who is Diploma qualified and progressing further with qualifications.
The key responsibilities in this role are:
• Dealing directly with the regulator
• Have the interpersonal skills required to deal and work co-operatively with the firm’s clients, advisers and staff and work on your own initiative
• Maintain compliance manuals and keep up to date with regulatory developments
• Handling complaints
• Assist with notifications to the regulator and handle MiFID reporting
• Undertake file checks and ensuring remedial work is completed
• Maintain competency testing for the firm’s RIs
• Providing technical support for the firm’s staff when required
• Reporting to the partners on all activities
This is a superb opportunity to take a major role and established your compliance career.

Apply to mail@jamesassociates.co.uk

By sending us your information, you acknowledge that it will be held and processed by James Associates Recruitment Ltd, and you consent to our using your contact information (including your phone number and email address) to process your application and contact you to discuss recruitment opportunities.

James Associates Recruitment Ltd Privacy Policy can be found here.